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Ever
since T. Young proved the wave-like nature of light in
1801, generations of scientists and engineers have been
striving to harness the polarization of light waves.
From cutting edge research in laser cooling, atomic
transition, gravitational wave detection to many things
we take for granted today - the LCD displays on
computers and video cameras, recordable compact disks,
and even photography, regulating the polarization of
light is a crucial part of the game.
Human
beings have been manipulating light beams in free space
for a few hundred years, and most polarization
controlling techniques have been developed for this
purpose. It was only a few decades ago when scientists
figured out how to send light signals within the
confines of optical fibers. When optical fibers are used
to carry multi-gigabits of information per second or to
make sensitive measurement, polarization control becomes
a challenge. When light travels in a circular fiber, as
opposed to propagating in free space, its polarization
state distorts due to the random birefringence induced
by the thermal stress, mechanical stress, and
irregularities of the fiber core. At any given point
along the fiber, the optical beam is generally
elliptically polarized with varying degrees of
ellipticity and orientation. Unfortunately, many devices
in fiber optic systems, such as electro-optic modulators
and interferometers, are polarization sensitive.
Therefore one must convert the arbitrarily polarized
light into a linearly polarized light aligned precisely
with a correct axis of the device.
It
is not surprising that in the early stage of fiber
optics scientists simply borrowed the free space
techniques to regulate optical polarization. A common
technique is to sandwich a half-wave plate between two
quarter-wave plates, with all three being free to rotate
independently about the optical beam. Under this
technique, the light signal is first brought out of the
optical fiber into a free space, where it collimates
through a lens, then passes through the wave plate
combination to achieve the proper polarization, and then
focuses back into the optical fiber through a second
lens. Such an arrangement can convert an arbitrary
polarization state into any desired polarization state,
as explained in Figure 1.
Commercial applications of this
tri-waveplate technique do exist and have indeed
produced respectable results. Unfortunately there are
many drawbacks with this technique, most noticeably its
high cost, high insertion loss, and high wavelength
sensitivity. First, the collimation, alignment, and
refocusing process is time consuming, resulting in high
labor cost. Second, the wave plates are made of
expensive material, and together with the micro lenses,
must be anti-reflection coated or angle polished to
prevent back reflection, resulting in extra
manufacturing cost. Third, because the optical beam has
to be coupled out of a fiber and then refocused into
another fiber, the insertion loss is high. Finally, the
wave plates are inherently wavelength sensitive, making
the device sensitive to light's wavelength variations.
In 1980, H. C. Lefevre devised an all
fiber polarization controller based on the same
tri-waveplate concept (see Figure 1). In this device,
the three wave plates were replaced with optic fiber
coils. Coiling the fiber induces stress on the fiber,
which in turn produces birefringence via the
photoelastic effect. The amount of birefringence is
inversely proportional to the diameter squared of the
coil. By adjusting the diameter of the coil and number
of turns in the coil, any desired fiber wave plate can
be created. Because the wave plates are made of a fiber,
it is not necessary to bring the light out of the fiber,
thus eliminating the time consuming process of
collimation, alignment, and refocusing. In addition,
material cost is greatly reduced because these fiber
wave plates are much less expensive than the bulk wave
plates. Although numerous names, such as the Micky Mouse
Ears, the Dog Ears, the Butterfly, the Three Panels, and
the Fiber Coils, have been given to this clever idea,
the Lefevre technique represents a major step forward
from the tri-waveplate controller because it utilizes
the intrinsic properties of an optical fiber.
However, this all-fiber polarization
controller also comes with many problems. First, it is
bulky. The current commercial version stands up to 10 cm
high and 30 cm long. As one can imagine, it is awkward
to insert these devices in places where size is of
importance, such as in commercial optical receivers and
transmitters. Second, because the diameter of the fiber
core and its material properties vary from vendor to
vendor, the birefringence of the coils may also vary as
a result and therefore have to be adjusted accordingly.
But a precise adjustment is difficult to obtain in such
a device since the diameter of the fiber coils cannot
change once created. Furthermore, coiling a fiber may
cause micro-bending and result in high insertion loss at
long wavelengths (such as in the 1550 nm window).
Finally and most disappointingly, just like its free
space cousin, the Lefevre controller is also wavelength
sensitive due to the inherent wavelength sensitivity of
its fiber wave plates. When the optical wavelength
changes, the diameter of the fiber coil has to change
accordingly. In practice, making such a change is
extremely difficult.

Wavelength insensitivity is important
in polarization control. For instance, in today's
wavelength division multiplexing (WDM) systems, many
wavelengths (ranging from 1300 nm to 1600 nm) are
simultaneously present in a single optical fiber to
carry multiple channels of information. The complexity
and cost of these systems can be greatly reduced if a
single polarization controller is used to manipulate the
multiple optical signals of different wavelengths. The
Babinet-Soleil compensator could be a good solution to
these multi-wavelength systems; its key component is a
wave plate of variable retardation free to rotate about
the optical beam. However, this device is very expensive
to make and only available for free space applications.
In 1995, X. S. Yao took an entirely
new approach to the polarization control problem, by
exploiting the intrinsic properties of an optical fiber.
His all fiber polarization controller possesses the
Babinet-Soleil compensator�s wavelength insensitivity
but not the many problems inherent in its free space
technique. As illustrated in Figure 2, the Yao
controller consists of a strand of single mode fiber, a
center squeezer which can be rotated about the fiber, a
left and a right fiber holder. The center portion of the
fiber strand is clamped inside the fiber squeezer (made
of two special pressure plates). Tightening the knob on
the squeezer will apply a pressure to the fiber center
portion and produce a linear birefringence in this
portion of fiber with its slow axis aligned in the
direction of applied pressure. By changing the pressure,
the retardation between the slow and fast axes can vary
between 0 and 2pi . The induced birefringent axes can
vary from 0 to more than pi /2 with the squeezer
rotating about the fiber, thus in essence creating an
all fiber Babinet-Soleil compensator. The Yao controller
is currently licensed and manufactured by the General
Photonics Corporation under the trade name of PolaRITETM;
its derived products are shown in Figure 3.
Compared to the tri-waveplate controller made of bulk
phase retarders, the Yao controller has no intrinsic
loss, no intrinsic back reflection, simple construction,
and low cost due to its simple construction. Compared to
the Lefevre polarization controller, it is compact and
easy for in-line insertion, insensitive to wavelength
variations, insensitive to fiber variations, and has no
bending losses. More noticeably, the Yao controller is
easy to use; it has only two adjustment procedures -
applying the pressure and rotating the knob, to convert
an input light of any arbitrary polarization to an
output light of any desired polarization.
The above discussion presents two
pairs of polarization control techniques. There are also
many other types of fiber optic polarization
controllers, such as the liquid crystal controller, the
fiber crank controller, and the tri-fiber-squeezer
controller. However, these controllers have had limited
commercial success due to either high cost or
complicated control schemes.
The Applications:
Polarization controllers have many
uses. They are essential for device testing, such as
polarization dependent loss and polarization mode
dispersion. They are also critical in interferometeric
systems, such as fiber sensors, fiber lasers, and
coherent communication systems. Keeping the optical path
balance in these systems is extremely important. The Yao
controller, commercially known as PolaRITETM, is
especially fit for these applications. Because its
in-line version can easily be inserted into these
systems without having to disconnect any fibers, as
shown in Figure 4, PolaRITETM can preserve the perfect
optical path balance.
Polarization controllers are most
often placed in front of polarization sensitive
components, such as electro-optic modulators. Because it
is compact and wavelength insensitive, PolaRITETM is
particularly suited for insertion in WDM transmitters
where the polarization states of a large number of
signal channels with various wavelengths need to be
precisely aligned, as illustrated in Figure 5.
With
an addition of a polarizer, a PolaRITETM can also be used
to reduce the amplified spontaneous emission (ASE) noise
and improve the noise figure of an optical amplifier, as
shown Figure 6. This is based on the simple fact that
the ASE noise is unpolarized while a signal is generally
elliptically polarized. The input signal, once converted
into a linear polarization state by a PolaRITETM, can
pass the polarizer with minimum loss while the
unpolarized ASE noise is cut by half. Incidentally, the
same combination of a PolaRITETM and a polarizer can also
function a polarization maintaining variable attenuator
since the Yao controller allows the polarization state
of the signal entering the polarizer to vary
continuously, thus causing the signal level to change
consequently. On the other hand, the output polarization
state, determined by the polarizer, does not change when
the signal level is varied.

Another important application unique
to PolaRITETM is that it can be used to join two
polarization maintaining (PM) fibers without the
expensive PM fiber fusion splicers. One may simply
splice a short (~ 8 cm) regular single mode fiber
between two PM fibers using regular fusion splicers and
then insert the regular fiber segment into an in-line
PolaRITETM. Adjusting the PolaRITETM can couple the
optical signal from one PM fiber to the other with a
correct polarization state, as illustrated in Figure 7.
Because the regular fiber is embedded inside the
controller, it is isolated from external disturbances.
Similarly, a fully connecterized PolaRITETM can be used
as an adapter to connect two PM fiber jumpers of regular
connectors, eliminating the need for expensive PM
connectors.

In summary, since the tri-waveplate
controller and the Lefevre controller use the same
physical principle to regulate optical polarization,
they both also share the same limitation - wavelength
sensitivity. On the other hand, the Babinet-Soleil
compensator and the Yao controller also share the same
physical principle and therefore the same advantage of
wavelength insensitivity. The Yao technique represents
the latest advancement in fiber optical polarization
control and is able to eliminate most of the problems
associated with the controllers of the early
generations. Because of its compact size and many unique
features associated with the Babinet-Soleil concept, the
Yao controller is especially fit for applications in WDM
and interferometric systems. |